Webinar: New BSA Officer Training

Start: 3:00 pm
End: 4:30 pm
Event Days: 02/19/2013 - 02/19/2013

The BSA officer's role is very important and carries many responsibilities. Whether you are new to the position, are the former assistant BSA Officer or are redesigning a weak program, this webinar is designed to help make the transition as easy as possible. You'll learn the most important compliance requirements, how to monitor for suspicious activity (a core duty) and how to ensure your next BSA exam will go smoothly. You'll also receive a takeaway toolkit including: a BSA policy checklist, written SAR escalation procedures and sample written procedures for monitoring high-risk accountholders.

About This Session:

This webinar will cover the following topics:

  • Primary compliance obligations: CTR requirements, risk assessment, monitoring transactions, etc.
  • How to ensure the BSA policy that was adopted is compliant and complete
  • How to monitor high-risk accountholders
  • The most useful reports for identifying suspicious activities
  • Developing a written "SAR escalation" process
  • BSA exam hot buttons

Who Should Participate:

New and seasoned BSA officers, assistant BSA officers and auditors conducting the annual BSA audit

About the Presenter:

Ann Brode, Brode Consulting Services, Inc.

With nearly 40 years of experience, Ann Brode serves as a consultant to regional and community financial institutions in a wide range of areas, including strategic planning, lending, deposits, marketing, training, compliance and management. She has presented sessions for numerous state associations and has taught at the School of Banking Administration at the University of Wisconsin, as well as many other state banking schools. Brode is the author of The Bank Deposit Documentation Manual for Front-Line Personnel and is well-represented in numerous industry publications.